Facilities managers, infection prevention specialists, and water management service providers face significant challenges due to new standards. These changes require broader program scopes, professional certification, increased water testing, detailed documentation, and stricter reporting.
ASSE International 12080
ASSE International 12080, a certification program for “Legionella specialists,” became an ANSI standard in 2020. It didn’t have much impact at first because it was unknown whether the new standard would be adopted, but it has since been listed in proposed state regulations and by the General Services Administration (GSA) for individuals providing Legionella-related services. For credibility and perhaps to reduce legal risk, individuals providing WMP services as well as some facilities personnel consider it essential to be 12080-certified.
To earn ASSE 12080 certification, individuals must complete 24 hours of training and pass a 100-question exam. Recertification is required every three years, which includes 8 hours of additional training and another exam.
Water Quality Monitoring
Although water quality monitoring was mentioned in the original (2015) version ASHRAE 188, it has received (as it should) much more attention since 2020. Several organizations are either recommending or requiring it including the Association of State Drinking Water Administrators (ASDWA), Centers for Disease Control and Prevention (CDC), Veterans Health Administration (VHA), and the Joint Commission (TJC). See Table 1.
Table 1: Water Quality Monitoring Requirements or Recommendations
ASDWA 2020 | CDC 2021 | VHA 2021 | TJC EC.02.05.02 | |
---|---|---|---|---|
pH | X | X | X | X |
Temperature | X | X | X | X |
Disinfectant | X | X | X | X |
Hardness | X | |||
Turbidity | X | |||
Suspended or dissolved solids | X |
Healthcare Facilities: Stricter WMP Compliance Inspections
Hospitals and nursing homes that are required to have water management programs – per state regulations, Centers for Medicare and Medicaid Services (CMS) QSO-17-30, Accreditation Commission for Health Care (ACHC) 07.02.06, or Joint Commission Standard EC.02.05.02 – have been impacted primarily because of onsite inspections and remote audits.
Merely having a WMP document is no longer enough – the facilities must produce documentation to show they are implementing it.
ASHRAE 514: Expanding WMP Scope Beyond Legionella
ASHRAE 514, which became an ANSI standard in July, 2023, significantly broadened the scope and increased the level of detail for water management programs. The stated purpose of ASHRAE 188 is to reduce one illness (legionellosis) by managing only one hazard (Legionella) in building water systems. By contrast, the stated purpose of ASHRAE 514 is to “reduce illness and injury from physical, chemical, and microbial hazards,” expanding the scope from one microbe to an unspecified number of microbes as well as to physical hazards (scalding) and chemical hazards. ASHRAE 514 even includes a catch-all statement to reduce “overall risk of illness or injury from hazards associated with building water systems.”
Prior to ASHRAE 514, good water management plans already included measures to limit the risk of scalding, avoid chemical contamination from cross connections, apply chemicals per best practices and EPA rules, and to control pathogens other than Legionella. But after ASHRAE 514 was finalized, even those good WMPs had to be (or should have been) partially rewritten to make the WMP scope, risk/hazard analysis, control measures, and validation procedures in sync with ASHRAE 514 and each other while still making the WMP achievable, limited in scope, specific, and clear – which is no small challenge.
ASHRAE 514 also includes some time-consuming documentation and communication requirements (e.g., listing and describing all points of water use) that ASHRAE 188 does not.
Although the extent to which ASHRAE 514 will be adopted into state regulations is still unknown, it is probably unwise for facilities or their vendors to ignore it.
Association for the Advancement of Medical Instrumentation Standard ST108
Finalized as an ANSI standard on August 4, 2023, AAMI ST108 moved the WMP burden needle for hospitals even more than the standards mentioned above. AAMI Standard ST108 defines levels of water quality suitable for various stages of medical device processing – to make the devices safe for patients. The standard applies to water provided to devices such as automatic endoscope reprocessors (AERs), ultrasonic sterilizers, autoclaves, and local steam generators.
ST108 may become a requirement of other standards (e.g., Joint Commission EC.02.05.02) and has already been included in at least one major medical equipment manufacturer’s IFUs (Instructions for Use).
AAMI ST108 indicates that the medical device processing water quality requirements should be managed by the same team that oversees the water management program for building water systems.
ST108 requires a lot of testing! “Utility water” used for washing devices, steam condensate used for sterilization, and “critical water” used for reprocessing, sterilizing, and rinsing must be tested for a total of about 18 microbial, chemical, and general water quality parameters.
Key Steps for WMP Success in 2024 and Beyond
Table 2 gives an overview of the increase in WMP requirements since 2015. To successfully comply with standards and water quality monitoring expectation, the water management program team must:
- Maintain ASSE 12080 certification for at least one team member.
- Provide water management plan content that satisfies ASHRAE 514 (and therefore ASHRAE 188 as well) – and keep it updated.
- Conduct sampling and use sensors for water quality monitoring and manage, report, and respond to the data well.
- Manage the documentation of control measure implementation and water quality test results so they can be easily produced and reported.
- For hospitals, provide AAMI ST108 testing and data management and reporting.
Table 2: Requirements for Compliance with Key WMP Standards and Regulations
Standard | New Requirements | 2015 – 2016 | 2017 – 2019 | 2020 | 2022 | 2023 |
---|---|---|---|---|---|---|
ASHRAE 188 | Legionella | X | X | X | X | X |
CMS QSO17-30 | Non-Legionella pathogens | X | X | X | X | |
ASSE 12080 | Certification | X | X | X | ||
TJC EC.02.05.04 |
Inspections | X | X | |||
ASHRAE 514 | All microbial, chemical, physical hazards
POU descriptions |
X | ||||
AAMI ST108 | Medical device processing tests | X |
Two Key Ingredients for Success
A CDC analysis of 14 LD outbreak investigations conducted 2015 – 2019 showed that:
- 72% of Legionnaires’ disease cases and 81% of the deaths occurred at facilities without a WMP.
- At facilities with WMPs, 70% of the deficiencies were in WMP implementation.
To succeed in minimizing risk, facilities must establish and fully implement a comprehensive water management program. Two key ingredients for success are:
High quality software. In addition to comprehensive content (policies and procedures), the software must at least provide water quality data analytics, automation of much of the documentation and reporting, and performance tracking. Integration with sensors (for automated monitoring), integration with laboratories (to automate entry and analytics of test results), and built-in training are pluses.
Highly qualified help. Organizations with enough properties to justify dedicating an employee to WMP oversight can set up and maintain WMPs with the help of certain vendors. Facility directors for a given property could do it, too, but few will devote the time to the setup process. In most cases, paying a vendor to set up the WMP and help with certain (not all) aspects of the implementation will be money well spent.
How is your facility adapting to these new WMP standards? Share your experiences, challenges, or best practices in the comments below!
Though retired, I still keep up with the industry. I see all advances as beneficial except for 12080 being written into state law where someone on site has to be 12080. For some pushing 12080 for onsite personnel it is being pushed by some for the dollars they will receive. Having 12080 for someone providing WMP is greatly beneficial. ASHRAE 514 was meant to address some of the holes in ASHRAE 188. Incorporating ST 108 is a logical inlusion into WMP and having a provider of WMP with capabilities of testing both for microbial and chemical areas is also beneficial. This shows a highly competent provider if being done correctly. The stats on those having outbreaks is a good selling tool.
Thanks for all you’ve contributed to the industry, Dave! And thanks for staying active in it.
This is a fantastic and extremely helpful compilation of the latest changes to managing water quality. We will be sending this to many of our clients. While I am in complete support of everything that is included in these standards, I am concerned about enforcement (particularly in this time) and whether all these new compliance requirements are going to be overwhelming to the bulk of building owners, managers, etc. who were already having issues just complying with AHRAE 188.
That’s a great point, Russ. As the difficulty increases, compliance likely decreases. We’re trying to reduce the burden by making water management programs more and more automated in LAMPS, particularly in managing tasks, water quality data, training, and documentation.
While I am pleased to see increased monitoring, it is important to recognize that new standards should be carefully evaluated for their applicability to each individual facility and should not be implemented without thoughtful and reasonable investigation. Not every standard is suitable for every situation. Some may be excessive, while others may fall short of adequately protecting patients and staff.
The creation of uniform standards without consideration for the unique design and needs of each facility exposes the industry to a mindset of merely meeting the minimum requirements. I would strongly prefer to see standards published as recommendations rather than mandatory requirements so that facility managers and consultants can develop compliance strategies best suited to the specific needs of each facility.
Good points about specific facility needs, Richard. There isn’t a one-size-fits-all. Thanks for commenting.
I work as a sole proprietor involved with plumbing-system Cross-Connection Control (CCC). Conducting an initial CCC Hazard Assessment for a 200-bed hospital might easily require 100 person-hours. Additional time would be required for older facilities, complex HVAC/Fire Protection Systems, lack of updated plumbing plans and existing regulatory compliance issues.
Re: ASHRAE 514, I only have time to be involved with CCC as a sub-contractor. I’m not an engineer, plumber or attorney…but I do communicate with those professions quite often.
I intend to explore the ASSE 12080 certification and determine how far the CCC instruction-phase extends…if it’s only cursory, that will not be good enough, imo.
Mike, ASSE 12080 training does not cover cross connection control in detail. Even the ASSE standards geared more for plumbing contractors involved with Legionella water management plans may not cover CCC in detail, not like the courses and certification specifically for CCC.